Content, structure, and teaching
The course gives a comprehensive introduction to the field of
business & human rights. Starting from an introduction to human
rights and global governance in general, the role and
responsibility of business with regards to human rights will be
explored and contextualized, mainly with reference to the framework
of United Nations Guiding Principles on Business and Human Rights
(UNGPs) from 2011 and as this has developed since. Managerial and
business leadership perspectives will be the main focus, while also
considering the interaction between state, business and civil
society. Intersections between human rights, corporate social
responsibility and sustainability will be touched upon.
The course takes its point of departure in recent years’
development of human rights guidance for business organizations and
the evolution of a Business & Human Rights paradigm that
connects with and complements the Corporate Social Responsibility
(CSR) discourse. The course equips students with insight, abilities
and competences on the significance of human rights to
organizations engaged in economic activities, or whose partners do
so. Human rights are increasingly of importance to the conduct of
business organizations of all sizes, financial actors, and public
organizations. Direct or indirect contributions to abuse of human
rights may increase the risk profile of an organization, whether
private or public. Respect for human rights may enhance an
organization’s opportunities for innovation, access to finance and
successful stakeholder management. Respecting human rights
contributes to risk managing for businesses or other economic
organizations (such as a state owned enterprise or public
institutions which fund economic activities of other
organizations). However, a proper handling of human rights requires
insight into the complexity of international instruments,
agreements and institutions that relate to human rights. Built
around the UN ‘Respect, Protect and Remedy’ Framework on
Business and Human Rights (2008) and the UNGPs (2011), the course
enables students to engage in activities related to organization,
policy and strategy, supply chain management, human rights impact
analysis and due diligence, as well as critically reflecting on the
human rights implications of broader CSR issues.
This course contributes to equipping students with the capacity
to analyze and identify society’s expectations as regards an
organization’s impact on human rights through economic activities,
and to understand the significance from the perspective of private
and public organizations concerned with sustainable human
development and responsible organizational conduct. We will explore
opportunities, dilemmas and
challenges which arise with the maturization of Business &
Human Rights. Through interaction during the course with company
representatives we will discuss and generate insight on
implications for management of several areas of a company,
hereunder responsible supply chain management, of transparency
accountability and communication, of sustainable development,
business self-regulation to respond to social expectations, and
stakeholder relations. We will also discuss what an emerging public
regulation of business in relation to human rights offers from the
perspective of ‘creation of shared value’ and the CSR of business
and its impacts on society. We will work through cases,
documentaries and sustainability reports to obtain a hands-on
approach and to back this will apply theory on business and human
rights from a crossdisciplinary perspective on social science.
The course will contribute to the development of students’
competences through a combination of lectures, invited guest
lecturers with specific experience in Business & Human Rights
dilemmas, cases, student led sessions and field visits.
Preliminary Course Plan/Syllabus
Textbook: Ruggie, John (2013) Just
Business, W.W. Norton Publishing
1. Introduction and
Introductory lecture: Why human rights matter to business: From
slavery to Rana Plaza (Karin Buhmann)
Introduction to course
This part of the first course session is an introduction to the
course plan, syllabus, teaching form (lectures, guest lectures,
student work and presentations), form of examination, and readings
(textbook, required readings, recommended readings). Students get
an opportunity to ask questions about the above, and to introduce
themselves and explain particular interests or past experience of
relevance to the course. This will enable the lecturers to draw on
such experience or interests in class, and students to identify
issues for debate in class or group work.
Introductory lecture: Human Rights and their relation to
business: Evolution of a discourse and similarities and differences
from Corporate Social Responsibility
This part offers an introduction to human rights as a topic of
increasingly acute relevance to global governance as well as to
businesses from a number of operational perspectives: risk
management, finance and economy, supply chain management,
procurement, stakeholder management, reporting, communication,
etc., as well as for other organizations to campaign to raise
business respect for human rights. The lecture will also introduce
human rights and business as an issue that is both part of CSR, and
explain why the issue is increasingly taking on its own distinct
character, partly as a global governance response to the idea of
‘creating shared valued’ proposed by Porter & Kramer.
Readings: Required:
Textbook (Ruggie, John (2013) Just Business, W.W. Norton
Publishing): xxv (top of page) -xlii (below middle of page), 39-68,
78-80
Taylor, Mark (2011) The Ruggie Framework: Polycentric regulation
and the implications for Corporate Social Responsibility,
Nordic Journal of Applied Ethics, vol. 5, No. 1:
9-30;
Buhmann, Karin (2012) Damned if you do, damned if you don’t? The
Lundbeck case of Pentobarbital, the Guiding Principles on business
and human rights, and competing human rights responsibilities.
International Journal of Law, Ethics and Medicine, Summer
2012: 206-219
Buhmann, K., Mette Morsing and Lynn Roseberry (2011): Introduction,
in Buhmann, Morsing & Roseberry (eds.) Corporate Social and
Human Rights Responsibilities: Global Legal and Management
Perspectives, PalgraveMacmillan: 1-22
Recommended:
Ruggie, John Gerard (2014) Global Governance and ‘New Governance
Theory’: Lessons from Business and Human Rights, Global
Governance, Vol. 20: 5-17
Porter, Michael and Mark Kramer (2011) Creating Shared Value,
Harvard Business Review, January/February 2011
Global CSR (2013) Human Rights explained for business
(preview), pp. 1-15, 80-81, 108-103.
Global CSR (2013) Constructive Campaigning (preview)
2. What are
human rights, and what is the link to business? Philosophical and
legal foundations (KB, ER)
Philosophical foundations: (Eskil Riskær)
The first part of the lecture introduces the student to the
philosophical foundations of human rights within a contemporary
context of concerns for globalized justice, and how this relates to
corporations and organizational justice. The question of human
rights is addressed by Benhabib (2013) who proposes a
discourse-theoretic and embedded account of human rights, as
opposed to “traditional” agent-centric accounts as well as to
“political” accounts. In her seminal paper, O’Neil (2001) positions
the discussion of justice and human rights with regards to
corporations and other non-state actors as responsible “agents of
justice”. Finally, Murphy and Vivis (2013) offers a more
hands-on view of human rights and the UN framework from a
perspective of organizational justice, with a case study from the
extractives industry, an industry that will be returned to again in
lecture 8. These texts will be discussed in relation to the account
of the UN Guiding Principles in Ruggie (2013).
Legal foundations: (Karin Buhmann)
The second part of the lecture introduces students to the legal
foundations for human rights as the normative foundation for social
expectations of business as well as emerging regulatory
requirements on business to respect human rights. With a point of
departure in the Universal Declaration of Human Rights, this part
of the lecture will explain the role of human rights the United
Nations (UN) Global Compact and set the background for the
evolution of the UN Guiding Principles on Business and Human Rights
(2011) to be discussed in more detail from lecture 3.
Required:
Benhabib, Seyla (2013) “Reason-Giving and Rights-Bearing:
Constructing the Subject of Rights”; Constellations Volume
20, No 1, 2013. [13 p.]
O’Neill, O. (2001), “Agents of Justice”, Metaphilosophy,
32(1-2): 180-195. [16. P]
Murphy, Matthew and Vives, Jordi (2013) Perceptions of Justice and
the Human Rights Protect, Respect, and Remedy Framework; J Bus
Ethics (2013) 116:781–797; [17 p.]
Textbook (Ruggie): xxviii-xlvi
Recommendedto be read before class and bring to class
Universal Declaration on Human Rights (available at
http://www.un.org/en/documents/udhr/index.shtml)
UN Global Compact Principles 1 and 2 (Human rights); overview of
Human Rights issues
(
http://unglobalcompact.org/AboutTheGC/TheTenPrinciples/humanRights.html);
and detailed Human Rights issues page
(
http://unglobalcompact.org/Issues/human_rights/index.html)
Jack Donnelly (2013) Universal Human Rights – In Theory and
Practice, 3rd. Edition; Cornell University Press,
Sage House, Ithica. Chapter 1
3. The Protect, Respect and Remedy Framework and United
Nations Guiding Principles on Business and Human Rights.
Background, context and method for identifying normative substance
(KB)
This lecture introduces students to the Guiding Principles on
Business and Human Rights, which in 2011 were adopted by the United
Nations, as well as the ‘Protect, Respect & Remedy Framework’,
which precedes the Guiding Principles and establish the normative
basis. The lecture explains the background to UN efforts to develop
guidance on business and human rights, the multi-stakeholder
process through which the guidance was developed, and introduces
methods for identifying human rights issues facing business
enterprises.
Readings: Required
Textbook: xv-xxv, xlii (below middle of page)-l, 68-78, 83 (top of
page) -127
Buhmann, Karin: Stakeholder analysis: Bringing legal method
into the class room to strengthen board room appreciation of
stakeholders’ interests(draft manuscript, to be uploaded)
Buhmann, K. (2013) Business and Human Rights: Analysing Discursive
Articulation of Stakeholder Interests to Explain the
Consensus-based Construction of the ‘Protect, Respect,
Remedy UN Framework’. International Law Research,
Vol. 1, Issue 1: 88-101
UN Guiding Principles on Business & Human Rights, available
through
http://www.ohchr.org/Documents/Publications/GuidingPrinciplesBusinessHR_EN.pdf
Recommended:
Textbook: 80-83 top of page
UN Framework ‘Protect, Respect & Remedy’, available at
http://www.reports-and-materials.org/Ruggie-report-7-Apr-2008.pdf
Monash University, ’Human Rights translated’
http://www2.ohchr.org/english/issues/globalization/business/docs/Human_Rights_Translated_web.pdf
4. Human Rights in the apparel and textile industry: Between
the Corporate Responsibility to Respect and the State Duty to
Protect (KB)
Film: Documentary (textile production and/or Rana Plaza)
Guest lecturer(s): company representative from Danish textile or
apparel company
By taking a point of departure in the apparel and textile industry,
this lecture brings the issue of business and human rights into an
operational context that touches on several angles, including risk
management, supply chain management and communication. The case and
lecture by a company representative serves to stimulate students to
think about the practical implications of human rights for business
and some of the several and sometimes surprising ways in which
human rights may be affected by business operations.
Readings: Required:
Textbook: 173-192
Chios C. Carmody (2013) The Shirts on Our Backs:
The Rana Plaza Disaster, Interdependence, and the
Shifting Locus of Responsibility, available at SSRN
through
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2292183
The Corporate Responsibility to Respect Human Rights: An
Interpretive Guide, available
through
http://www.ohchr.org/Documents/Publications/HR.PUB.12.2_En.pdf
Recommended:
New York Times 22 May 2013 on safety plans textile industry
Bangladesh,
at
http://lateralpraxis.com/download/Supply%20chain%20and%20Ethics.pdf
5.
Human Rights, communication, responsible business relations
management and responsible campaigning: Case: cocoa beans and child
labour (KB and guest lecturer)
Guest lecturer: Representative of Danish MNC (e.g. Toms, or
Lundbeck)
Again with a point of departure in a specific case, this lecture
focuses on the challenges which media campaigning on human rights
issues may raise for businesses with established CSR policies and
CSR communication. In addition, the session and guest lecture will
stimulate students to think about responsible supply chain
management/responsible value chain management and how a business
may handle allegations or findings of human rights violations in
its supply chain or among business partners in a manner that is
socially responsible in taking the short, medium and longer term
impact on affected individuals into account.
During the first part of session students will discuss and prepare
questions for the guest lecturer based on materials on a case or
dilemma related to human rights which that company has encountered
in recent years. This is followed by a guest lecture.
Required:
Textbook 152 (top of page) – 153 (mid-page)
Guidelines for Responsible Supply Chain Management (Danish Council
for Social Responsibility),
http://erhvervsstyrelsen.dk/file/223939/guidelines_for_sustainable_supply_chain_management.pdf
UN Global Compact Principles 1-6
(
http://unglobalcompact.org/AboutTheGC/TheTenPrinciples/labour.html)
and explanation of Principle 5
(
http://unglobalcompact.org/AboutTheGC/TheTenPrinciples/principle5.html)
Most recent sustainability report for company represented by guest
lecturer
Recommended:
To be announced, if relevant
6. Field visit: Translating human
rights into practice for business
Through a visit to one or two institutions which are working with
human rights in a business context in practice, this session
complements business related cases by providing students with
insight into some additional practical, operational and
employment-wise perspectives related to Business & Human
Rights. The focus is on analytical tools and economic and/or
financial conditions pertaining to enhancing business respect for
human rights for large as well as small and medium sized companies.
The Human Rights & Business Project at the Danish Institute for
Human Rights (tbc)
Ministry of Foreign Affairs: Human Rights requirements in the
‘Business to Business’ cooperation programme and/or IFU and/or the
Danish Export Credit Council
Readings:
[to follow]
7. Human Rights due diligence (KB)
Human Rights due diligence is a process oriented approach to risk
identification, risk analysis and risk management. If offers an
opportunity for businesses to understand the numerous ways in which
they may affect human rights during the course of an activity, and
where risks are identified to prevent or mitigate and ensure
appropriate remedy. Through identifying risks which a business may
cause to human rights, a business may also reduce reputational,
economic and other risks to itself that may result from adverse
human rights impact. The lecture focuses on the process of human
rights due diligence and proceeds to discussing due diligence
situations as well as benefits for businesses.
Readings: Required:
Sarianna M. Lundan and Peter Muchlinski (2012) Human Rights Due
Diligence in Global Value Chains, in New Policy Challenges for
European Multinationals: Progress in International Business
Research, Volume 7, Emerald: 181–201
Fasterling, B & G Demuinck (2013)
Human Rights in the Void? Due Diligence in the UN Guiding
Principles on Business and Human Rights,Journal
of Business Ethics: 1-16
Bonnitcha, Jonathan & Robert McCorquedale (2013) Is the concept
of ‘due diligence’ in the Guiding Principles coherent? Available at
SSRN
http://papers.ssrn.com/sol3/papers.cfm?abstract_id=2208588
Footer, Mary (2012)
Shining
Brightly? Human Rights and the Responsible Sourcing of Diamond and
Gold Jewellery from High Risk and Conflict-Affected
AreasHuman Rights and International Legal Discourse,
Vol. 6 No. 1: 159-191
UN Guiding Principles, sections on Due Diligence
OECD Guidelines, sections on Due Diligence
8. Interlinkages, transparency and remedy: Corporate
Responsibility to Respect: the oil, gas and mining industries,
conflict zones, and access to remedy (KB)
Lecture and student led presentations and discussion
Taking a point of departure in human rights dilemmas arising in the
context of natural resource extraction in conflict areas or states
with weak national institutions, this session connects the
Corporate Responsibility to Respect to issues of weak governance
and access to remedy. The lecture provides an introduction to
Access to Remedy, the third pillar of the UN Framework, focusing on
the National Contact Points under OECD’s Guidelines as a
non-judicial remedial organisation. To offer experience in
analyzing and arguing complex cases, students will discuss specific
issues that may be considered in lodging a case in groups and
challenge each other in panels. The debate will be based on one or
two cases from OECD National Contact Point or related to natural
resource extraction from a broad Danish/Nordic (possibly
Greenlandic) perspective.
Readings: Required
Textbook 132 – 141, 148-151, 153 (mid-page)- 157 (bottom of page)
Ans Kolk & Francois Lenfant (2010)
MNC reporting on CSR and conflict in Central
Africa, Journal of Business Ethics (2010)
93:241–255
Buhmann, K. & Cedric Ryngaert (2012) Human Rights challenges
for multinational corporations working and investing in conflict
zones. Introductory article for special issue of Human Rights
and International Legal Discourse, 2012, Vol. 6, No. 1:3-13
EU Guidelines for the
Oil and Gassector, European Commission, DG Enterprise and
Industry, Human Rights and Business website [96 pages?]
http://ec.europa.eu/enterprise/policies/sustainable-business/corporate-social-responsibility/human-rights/index
OECD (2013) Due Diligence Guidance for Responsible Supply Chains of
Minerals from Conflict-Affected and High-Risk Areas: pp. 7-30,
available at
http://www.oecd.org/daf/inv/mne/GuidanceEdition2.pdf
Cristina Cedillo (2011) Better Access to Remedy in
Company-Community Conflicts in the field of CSR: A Model for
Company_Based Grievance Mechanisms
OECD Watch (2013) Calling for Corporate Accountability: A Guide to
the 2011 OECD
Guidelines for Multinational Enterprises, available through
http://oecdwatch.org/publications-en/Publication_3962
Recommended
Textbook 157 (bottom of page) - 166
OECD Guidelines for Multinational Enterprises, available at
http://www.oecd.org/daf/inv/mne/48004323.pdf
9. Public Procurement (ER)
This session will look at the overlap between human rights and
public procurement practices. The Norwegian Guide “Walk the Talk”
will give the student an understanding of such an overlap from the
EU perspective of a c similar to Denmark. While the ICAR
commissioned report “Government Procurement” focuses on public
procurement of the US Government, the single biggest purchaser in
the world, there are considerable points of similarity between the
two reports, underlining the transnational character of the overlap
between human rights and public purchasing. When the UN Guiding
Principles were announced in 2011, an addendum on “Principles for
responsible contract” in State-investor contract negotiations was
included, a reading of which will give the student a still deeper
understanding of the comprehensiveness of the Guiding Principles
framework, as well as hint at how such contracting principles also
might apply in business-to-business relations.
Required:
Difi (2012) “SRPP Guide: Walk the talk: Ensuring socially
responsible public procurement”; available at
http://anskaffelser.no/filearchive/srpp-guide_november-14-2012.pdf;
21 p.
ICAR (2013) “Government Procurement: Promoting Procurement Policies
that Ensure Business Respect for Human Rights”; Summary of
Forthcoming Report, December 2013; available at
http://accountabilityroundtable.org/wp-content/uploads/2013/11/ICAR-Government-Procurement-Project-Geneva-Summary-Document-Final.pdf;
23 p.
UN (2011) Addendum to the Guiding Principles “Principles for
responsible contracts: integrating the management of human rights
risks into State-investor contract negotiations: guidance
for negotiators”; A/HRC/17/31/Add.3; available at
http://www.ohchr.org/Documents/Issues/Business/A.HRC.17.31.Add.3.pdf;
30 p.
10. Matters of Size: SMEs and Human Rights (ER)
The Guiding Principles and corresponding business obligations
concerning human rights, such as for example due diligence, apply
to all businesses, whether they are MNCs or Small and medium-sized
enterprises (SMEs). However, the resources and business models
available to a business seems to differ markedly depending on the
size of the business. In this session we will look at different
ways of understanding challenges of Human Rights as these apply to
SMEs. Initially we note that Ruggie (2013) suggests a tight
connection between CSR and Human Rights. Vazques-Carrasco and
López-Pérez (2013) gives a review of literature on CSR and SMEs.
More in-depth manner, Baumann-Pauly et al (2013) offers us a
framework for analyzing and understanding differences in organizing
CSR depending on firm size. Finally, EC (2013) is a hands-on-guide
commissioned by the EU Commission targeting SMEs, offering
suggestions as to how the Guiding Principles may be incorporated
into business practices of SMEs.
Required
Textbook (Ruggie 2013) p. xxv-xxviii
Vazques-Carrasco and López-Pérez (2013) Small & medium-sized
enterprises and Corporate Social Responsibility:a systematic review
of the literature, Quality & Quantity October 2013,
Volume 47,
Issue
6, pp 3205-3218
Baumann-Pauly et al (2013) Organizing Corporate Social
Responsibility in Small and Large Firms: Size
Matters,Journal
of Business EthicsJuly 2013, Volume 115,
Issue
4, pp 693-705
EC (2013) My business and human rights: A guide to human rights for
small and medium-sized enterprises; European Commission
Recommended
Ciliberti et al (2008) Investigating corporate social
responsibility in supply chains: a SME perspective; Journal of
Cleaner Production 16 (2008) 1579–1588
Ethical Trading Initiative Norway (2013): A Guide to Human Rights
Due Diligence in Global Supply Chains (accessed 08.01.2014 via:
http://etiskhandel.no/Artikler/10078.html)
11. Theme day, course overview and Q&A session before essay
submission (KB, ER)
This session will comprise three main elements: One part is devoted
to issues which students feel need additional coverage for the
exam, or simply based on interest, such as issues that may lead to
student projects. The second is an overview of the course and the
themes covered. The third part is a Q&A session before the
exam.
Issues or questions should be sent to the instructors no later than
48 hours prior to the session start (by e-mail to
kbu.ikl@cbs.dk and
ekr.ikl@cbs.dk), note ‘student interest issue’, ‘overview issue’,
or ‘Q&A question’ in the message heading, depending on the
character of the point you wish to be addressed.
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